| Title: | Compliance Analyst |
|---|---|
| ID: | 2018102 |
| Department: | Administrative Center |
| Location: | Corporate Office - Kansas City, MO |
SUMMARY
The Compliance Analyst will assist in administering of the day-to-day operations of the Compliance/BSA Programs. The successful candidate will provide support to the Assistant Compliance Officer in assessing the internal controls and procedures of the bank to ensure compliance with applicable regulatory and statutory requirements. In addition, the Compliance Analyst will be responsible for the following:
- Keeping abreast of compliance-related rules, regulations and guidance in an effort to assist the Assistant Compliance Officer and bank staff.
- Maintaining written Compliance/BSA Program policies and procedures;
- Demonstrating leadership to, and providing training for, bank staff in compliance-related matters.
ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned.
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Research and respond to compliance-related questions posed by staff.
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Assemble necessary information, work papers, and documents for audits and examinations.
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Perform testing and monitoring to determine compliance with federal and state regulatory and statutory requirements.
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Assist with ad hoc corporate-wide projects; demonstrates the ability to assume leadership role in such projects.
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Serve on Compliance-related work groups and committees, as assigned by the Compliance Officer.
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Assist with the analysis of new regulatory changes and the dissemination of information regarding changes to affected lines of business. Assist with the development and implementation of policies and procedures in response to these changes.
- Regularly report to the Assistant Compliance Officer on the status of reviews, monitoring and project-related work.
- Complies with all applicable banking laws and regulations, including, but not limited to, the Bank Secrecy Act, USA Patriot Act, and related anti-money laundering statutes; and, federal consumer protection legislation and regulations.
EDUCATION and/or EXPERIENCE
- Bachelor's degree (B. A.) in accounting, finance, law, economics, or any other business discipline (preferred).
- 2-5 years of experience in banking regulatory compliance; familiarity with banking laws and regulations.
